David S. Haddad Jr. - 11 May 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
11 May 2023
Net transactions value
-$432
Form type
4
Filing time
15 May 2023, 19:10:57 UTC
Previous filing
31 Jan 2023
Next filing
18 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Sale $180 -5 -0.08% $36.00 5,973 11 May 2023 Direct F5
transaction SFBC Common Stock Sale $252 -7 -0.12% $36.00 5,966 12 May 2023 Direct
holding SFBC Common Stock 13,548 11 May 2023 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 862 11 May 2023 Common Stock 862 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 11 May 2023 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 11 May 2023 Common Stock 120 $36.36 Direct F1
holding SFBC Stock Option (Right to Buy) 300 11 May 2023 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 320 11 May 2023 Common Stock 320 $42.85 Direct F3
holding SFBC Stock Option (Right to Buy) 320 11 May 2023 Common Stock 320 $40.13 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in four equal annual installments beginning on January 27, 2021.
F3 Options vest in four equal annual installments beginning on January 28, 2022.
F4 Options vest in four equal annual installments beginning on January 27, 2023.
F5 Includes 295 shares previously owned indirectly by the reporting person's IRA, which were transferred on February 9, 2023 and are now held directly by the reporting person.