Howard Feinglass - May 9, 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role: Director, 10%+ Owner
Signature: /s/ Jalal Shehadeh by P.O.A. for Howard P. Feinglass
Stock symbol: USCB
Transactions as of: May 9, 2023
Transactions value $: $111,424
Form type: 4
Date filed: 5/11/2023, 11:49 AM
Previous filing: May 10, 2023
Next filing: Feb 14, 2024

This filing has been restated, see here for the amended filing

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	USCB	Class A Voting Common Stock	Purchase	$45.8K	+5.1K	+0.01%	$8.99	45.5M	May 9, 2023	By Priam Capital Fund II, LP	F1
transaction	USCB	Class A Voting Common Stock	Purchase	$65.6K	+7.3K	+0.02%	$8.99	45.5M	May 10, 2023	By Priam Capital Fund II, LP	F1
holding	USCB	Class A Voting Common Stock						6.31K	May 9, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	USCB	Option to Purchase Class A Voting Stock						7.5K	May 9, 2023	Class A Voting Common Stock	7.5K	$7.50	Direct	F2
holding	USCB	Option to Purchase Class A Voting Stock						4K	May 9, 2023	Class A Voting Common Stock	4K	$11.35	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.
F2	The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer.

Content

Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer.