JAMES ROBERT ANDERSON - 08 May 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President, CEO, Director
Signature
/s/ Tracy Feanny, Attorney in Fact For: James R. Anderson
Issuer symbol
LSCC
Transactions as of
08 May 2023
Transactions value $
-$6,315,172
Form type
4
Filing time
10 May 2023, 18:22:36 UTC
Previous filing
03 May 2023
Next filing
16 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $330K +40K +4.81% $8.24* 871K 08 May 2023 Direct
transaction LSCC Common Stock Sale -$3.35M -40K -4.59% $83.63 831K 08 May 2023 Direct F1, F2
transaction LSCC Common Stock Sale -$3.3M -40K -4.81% $82.49 791K 09 May 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -40K -13.59% $0.00 254K 08 May 2023 Common Stock 40K $8.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022
F2 This transaction was executed in multiple trades at prices ranging from $82.60 to $84.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $81.407 to $83.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.