Ross D. DeMont - 17 Apr 2023 Form 4 Insider Report for SAFEGUARD SCIENTIFICS INC (SFES)

Role
Director
Signature
/s/ G. Matthew Barnard, Agent For: Ross D. DeMont
Issuer symbol
SFES
Transactions as of
17 Apr 2023
Net transactions value
+$16,365
Form type
4
Filing time
19 Apr 2023, 09:13:15 UTC
Previous filing
18 Jan 2023
Next filing
30 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFE Common Stock Award $16,365 +8,613 +4.5% $1.90 198,250 17 Apr 2023 Direct F2
holding SFE Common Stock 12,000 17 Apr 2023 Held by spouse
holding SFE Common Stock 30,000 17 Apr 2023 Held in 401(k) account
holding SFE Common Stock 301,722 17 Apr 2023 Held by Kenneth Rainin Foundation F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2 The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.