Catherine Wood - Apr 4, 2023 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Director
Signature
/s/ Brian Mitts, as attorney-in-fact for Catherine Wood
Stock symbol
NREF
Transactions as of
Apr 4, 2023
Transactions value $
$0
Form type
4
Date filed
4/5/2023, 04:35 PM
Previous filing
Mar 29, 2023
Next filing
Apr 13, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Award $0 +4.27K $0.00 4.27K Apr 4, 2023 Common Stock 4.27K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 On April 4, 2023, the reporting person was granted 4,274 restricted stock units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.