ARTHUR B. LAFFER - 04 Apr 2023 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Director
Signature
/s/ Brian Mitts, as attorney-in-fact for Arthur Laffer
Issuer symbol
NREF
Transactions as of
04 Apr 2023
Net transactions value
$0
Form type
4
Filing time
05 Apr 2023, 16:35:31 UTC
Previous filing
29 Mar 2023
Next filing
13 Apr 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Award $0 +4,274 $0.000000 4,274 04 Apr 2023 Common Stock 4,274 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 On April 4, 2023, the reporting person was granted 4,274 restricted stock units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.