Key facts
- This page summarizes Eric Stokes's Form 4 filing for NORTHWEST PIPE CO (NWPX).
- 9 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 04 Apr 2023, 16:13.
Eric Stokes - 31 Mar 2023 Form 4 Insider Report for NORTHWEST PIPE CO (NWPX)
- Reporting relationship
- SVP/GM of Engineered SPP
- Issuer ticker
- NWPX
- Reported as of
- 31 Mar 2023
- Net transaction value
- -$106,026
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2023, 16:13:59 UTC
- Prior SEC filing
- 18 Jan 2023
- Next SEC filing
- 11 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Stokes
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Eric Stokes filed Form 4 for NORTHWEST PIPE CO (NWPX) on 04 Apr 2023.
Change
- Previous filing in this sequence was filed on 18 Jan 2023.
- Current net transaction value: -$106,026.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NWPX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +3,453
- Change %
- +27%
- Price
- Shares after
- 16,096
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
NWPX
transaction
Common Stock
Tax liability
- Transaction value
- $42,410
- Shares
- -1,358
- Change %
- -8.4%
- Price
- $31.23
- Shares after
- 14,738
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
NWPX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,191
- Change %
- +15%
- Price
- Shares after
- 16,929
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
NWPX
transaction
Common Stock
Tax liability
- Transaction value
- $26,920
- Shares
- -862
- Change %
- -5.1%
- Price
- $31.23
- Shares after
- 16,067
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
NWPX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,987
- Change %
- +19%
- Price
- Shares after
- 19,054
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
NWPX
transaction
Common Stock
Tax liability
- Transaction value
- $36,695
- Shares
- -1,175
- Change %
- -6.2%
- Price
- $31.23
- Shares after
- 17,879
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NWPX
transaction
Derivative
Performance Shares
Options Exercise
- Transaction value
- Shares
- -2,172
- Change %
- -17%
- Price
- Shares after
- 10,268
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,453
- Exercise price
- Footnotes
- F3, F4
NWPX
transaction
Derivative
Performance Shares
Options Exercise
- Transaction value
- Shares
- -1,739
- Change %
- -17%
- Price
- Shares after
- 8,529
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,191
- Exercise price
- Footnotes
- F3, F5
NWPX
transaction
Derivative
Performance Shares
Options Exercise
- Transaction value
- Shares
- -2,263
- Change %
- -27%
- Price
- Shares after
- 6,266
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,987
- Exercise price
- Footnotes
- F3, F6
NWPX
holding
Derivative
Restricted Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,088
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- Exercise price
- Footnotes
- F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Represents shares acquired pursuant to the vesting of Performance Shares.
Footnote F2
Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
Footnote F3
Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
Footnote F4
Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.
Footnote F5
Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.
Footnote F6
Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.
Footnote F7
Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
Footnote F8
The Restricted Stock Units vest in installments in January of 2024 and 2025.