Frank Gordon - Mar 23, 2023 Form 4 Insider Report for HEALTHSTREAM INC (HSTM)

Role
Director
Signature
/s/ Frank E. Gordon
Stock symbol
HSTM
Transactions as of
Mar 23, 2023
Transactions value $
$0
Form type
4
Date filed
3/24/2023, 04:37 PM
Previous filing
Mar 13, 2023
Next filing
Jun 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HSTM Common Stock Holding Options Exercise $0 +3.04K +1.53% $0.00 201K Mar 23, 2023 Direct F1
holding HSTM Common Stock Holding 100K Mar 23, 2023 Held by Crofton Capital
holding HSTM Common Stock Holding 11.4K Mar 23, 2023 Held by The Joel Company
holding HSTM Common Stock Holding 2.5K Mar 23, 2023 Custodial account for minor child - Gavin B. Gordon
holding HSTM Common Stock Holding 2.5K Mar 23, 2023 Custodial account for minor child - Cameron L. Gordon
holding HSTM Common Stock Holding 2K Mar 23, 2023 Custodial account for minor child - Taylor K. Gordon
holding HSTM Common Stock Holding 2K Mar 23, 2023 Frank E. Gordon 2003 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HSTM Restricted Share Units Options Exercise $0 -946 -100% $0.00* 0 Mar 23, 2023 Common Stock 946 $0.00 Direct F2, F3, F4
transaction HSTM Restricted Share Units Options Exercise $0 -943 -49.97% $0.00 944 Mar 23, 2023 Common Stock 943 $0.00 Direct F2, F4, F5
transaction HSTM Restricted Share Units Options Exercise $0 -1.15K -33.32% $0.00 2.3K Mar 23, 2023 Common Stock 1.15K $0.00 Direct F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired on vesting of restricted share units.
F2 Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F3 The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.
F4 Not applicable.
F5 The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.
F6 The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.