Benigno Pazos - Mar 8, 2023 Form 4/A - Amendment Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Signature
/s/ Jalal Shehadeh by P.O.A. for Benigno Pazos
Stock symbol
USCB
Transactions as of
Mar 8, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
3/15/2023, 10:54 AM
Date Of Original Report
Mar 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +5.92K +39.47% $0.00 20.9K Mar 8, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 90K Mar 8, 2023 Class A Voting Common Stock 90K $12.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 5,920 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The Form 4 filed on March 10, 2023 inadvertently reported the incorrect amount of securities held following the reported transaction.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.