William R. Gonzalez - 09 Mar 2023 Form 4 Insider Report for QUAINT OAK BANCORP INC (QNTO)

Role
EVP and COO*
Signature
/s/ William R. Gonzalez
Issuer symbol
QNTO
Transactions as of
09 Mar 2023
Net transactions value
+$10,490
Form type
4
Filing time
10 Mar 2023, 20:19:04 UTC
Previous filing
10 Nov 2022
Next filing
11 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNTO Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $10,490 +479 +4.4% $21.90 11,346 09 Mar 2023 By 401(k) Plan F1
holding QNTO Common Stock 7,019 09 Mar 2023 Direct F2
holding QNTO Common Stock 10,259 09 Mar 2023 By ESOP
holding QNTO Common Stock 742 09 Mar 2023 By spouse through ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QNTO Stock Option (Right to Buy) 15,000 09 Mar 2023 Common Stock 15,000 $13.30 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Based on a report dated March 9, 2023 and including the shares acquired.
F2 Includes 1,000 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 5,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
F3 The options are vesting at a rate of 20% per year commencing on May 9, 2019.

Remarks:

* Executive Vice President and Chief Operating Officer of Quaint Oak Bank (Issuer subsidiary)