Martha Guerra - Mar 8, 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Signature
/s/ Jalal Shehadeh by P.O.A. for Martha Guerra-Kattou
Stock symbol
USCB
Transactions as of
Mar 8, 2023
Transactions value $
$0
Form type
4
Date filed
3/10/2023, 01:01 PM
Next filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +4.93K +98.66% $0.00 9.93K Mar 8, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 40K Mar 8, 2023 Class A Voting Common Stock 40K $12.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 4,933 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.