Jalal Shehadeh - Mar 8, 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP/General Counsel
Signature
/s/ Jalal Shehadeh
Stock symbol
USCB
Transactions as of
Mar 8, 2023
Transactions value $
$0
Form type
4
Date filed
3/10/2023, 12:54 PM
Previous filing
Oct 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +5.62K +37.49% $0.00 20.6K Mar 8, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 8K Mar 8, 2023 Class A Voting Common Stock 8K $7.50 Direct F2
holding USCB Options to Purchase Class A Voting Stock 8K Mar 8, 2023 Class A Voting Common Stock 8K $8.75 Direct F3
holding USCB Options to Purchase Class A Voting Stock 60K Mar 8, 2023 Class A Voting Common Stock 60K $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 5,624 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/23/2016.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F4 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.