Mark A. Ledoux - Mar 7, 2023 Form 4 Insider Report for NATURAL ALTERNATIVES INTERNATIONAL INC (NAII)

Role
CEO/Chairman, Director, 10%+ Owner
Signature
/s/ By Kenneth E. Wolf Attorney in Fact
Stock symbol
NAII
Transactions as of
Mar 7, 2023
Transactions value $
-$28,405
Form type
4
Date filed
3/9/2023, 06:37 PM
Previous filing
Nov 2, 2022
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAII Common Stock Award $0 +15K +9.96% $0.00 166K Mar 7, 2023 Direct F1, F2
transaction NAII Common Stock Tax liability -$28.4K -3.21K -1.94% $8.86 162K Mar 7, 2023 Direct F3
holding NAII Common Stock 482K Mar 7, 2023 By LeDoux Family Limited Partnership
holding NAII Common Stock 69.4K Mar 7, 2023 By IRA
holding NAII Common Stock 7.2K Mar 7, 2023 By Self as Custodian for Marcelle Jeannette LeDoux
holding NAII Common Stock 800 Mar 7, 2023 By Self as Custodian for Jean-Marc Emile LeDoux
holding NAII Common Stock 7.5K Mar 7, 2023 By Self as Custodian for Aimee LeDoux
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a grant of restricted stock pursuant to the Issuer's 2020 Omnibus Incentive Plan.
F2 One third (5,000 shares) of the restricted stock vests on March 7, 2024; one third (5,000 shares) of the restricted stock vests on March 7, 2025, and the final third (5,000 shares) of the restricted stock vests on March 7, 2026.
F3 This transaction represents a resale of 3,206 shares to the Issuer as payment of the reporting person's tax liability upon vesting of 8,667 shares of restricted stock on March 7, 2023, using the closing stock price on March 7, 2023, of $8.86 per share.