MARK A. LEDOUX - 07 Mar 2023 Form 4 Insider Report for NATURAL ALTERNATIVES INTERNATIONAL INC (NAII)

Role
CEO/Chairman, Director, 10%+ Owner
Signature
/s/ By Kenneth E. Wolf Attorney in Fact
Issuer symbol
NAII
Transactions as of
07 Mar 2023
Net transactions value
-$28,405
Form type
4
Filing time
09 Mar 2023, 18:37:11 UTC
Previous filing
02 Nov 2022
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAII Common Stock Award $0 +15,000 +10% $0.000000 165,604 07 Mar 2023 Direct F1, F2
transaction NAII Common Stock Tax liability $28,405 -3,206 -1.9% $8.86 162,398 07 Mar 2023 Direct F3
holding NAII Common Stock 481,905 07 Mar 2023 By LeDoux Family Limited Partnership
holding NAII Common Stock 69,416 07 Mar 2023 By IRA
holding NAII Common Stock 7,200 07 Mar 2023 By Self as Custodian for Marcelle Jeannette LeDoux
holding NAII Common Stock 800 07 Mar 2023 By Self as Custodian for Jean-Marc Emile LeDoux
holding NAII Common Stock 7,500 07 Mar 2023 By Self as Custodian for Aimee LeDoux
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a grant of restricted stock pursuant to the Issuer's 2020 Omnibus Incentive Plan.
F2 One third (5,000 shares) of the restricted stock vests on March 7, 2024; one third (5,000 shares) of the restricted stock vests on March 7, 2025, and the final third (5,000 shares) of the restricted stock vests on March 7, 2026.
F3 This transaction represents a resale of 3,206 shares to the Issuer as payment of the reporting person's tax liability upon vesting of 8,667 shares of restricted stock on March 7, 2023, using the closing stock price on March 7, 2023, of $8.86 per share.