Tianyi Jiang - Mar 1, 2023 Form 4 Insider Report for AvePoint, Inc. (AVPT)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Brian Michael Brown, Attorney-in-Fact
Stock symbol: AVPT
Transactions as of: Mar 1, 2023
Transactions value $: -$37,811
Form type: 4
Date filed: 3/6/2023, 04:16 PM
Previous filing: Dec 5, 2022
Next filing: Mar 23, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AVPT	Common Stock	Tax liability	-$37.8K	-7.65K	-1.89%	$4.94	398K	Mar 1, 2023	Direct	F1, F2, F3
holding	AVPT	Common Stock						6.54M	Mar 1, 2023	By LLCs	F4
holding	AVPT	Common Stock						8.94M	Mar 1, 2023	By GRATs	F5
holding	AVPT	Common Stock						172K	Mar 1, 2023	By Spouse	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2	Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
F3	Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.
F4	Includes (i) 2,633,766 shares held by Red Kite LLC and (ii) 3,902,414 shares held by River Valley ltd. The Reporting Person disclaims beneficial ownership with respect the shares held by each of the limited liability companies, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
F5	Includes (i) 1,784,257 shares held by Capella 2021 GRAT, (ii) 5,971,000 shares held by Capella 2022 GRAT and (iii) 1,187,786 shares held by Capella 2022 GRAT II. The Reporting Person disclaims beneficial ownership with respect the shares held by each GRAT, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
F6	These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership with respect the shares held by his spouse, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.