Salvatore R. Defrancesco Jr - Feb 21, 2023 Form 4 Insider Report for FIDELITY D & D BANCORP INC (FDBC)

Role
Treasurer & CFO
Signature
/s/ John Pash
Stock symbol
FDBC
Transactions as of
Feb 21, 2023
Transactions value $
$79,780
Form type
4
Date filed
2/23/2023, 02:24 PM
Previous filing
Feb 7, 2023
Next filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FDBC Common Stock, Restricted Award $79.8K +1.61K +5.72% $49.43 29.9K Feb 21, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FDBC Stock Appreciation Rights 15.4K Feb 21, 2023 Common Stock 15.4K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 21, 2026.
F2 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F3 All stock appreciation rights have vested.
F4 The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.