Richard Sun - 31 Dec 2022 Form 5 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
Director
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
01 Feb 2023, 20:15:59 UTC
Previous filing
07 Apr 2022
Next filing
17 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 1,100 31 Dec 2022 By spouse
holding CATY Common Stock 13,315 31 Dec 2022 By JKLM Limited Partnership
holding CATY Common Stock 3,500 31 Dec 2022 by Ivy Sun Separate Trust
holding CATY Common Stock 4,700 31 Dec 2022 by RIS Family Limited Partnership
holding CATY Common Stock 1,600 31 Dec 2022 by Michael Sun Trust
holding CATY Common Stock 1,500 31 Dec 2022 by Lin-Chih Corporation
holding CATY Common Stock 1,000 31 Dec 2022 Direct F1
holding CATY Common Stock 12,886 31 Dec 2022 By Sun Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 6, 2022, 1,978 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration.