Anthony M. Tang - Dec 31, 2022 Form 5 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role: Vice Chairman, Director
Signature: /s/ Georgia Lo, attorney-in-fact
Stock symbol: CATY
Transactions as of: Dec 31, 2022
Transactions value $: $604,343
Form type: 5
Date filed: 2/1/2023, 08:09 PM
Previous filing: Dec 13, 2022
Next filing: Feb 9, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CATY	Common Stock	Other	$112K	+2.53K	+0.75%	$44.11	339K	Mar 7, 2022	By spouse	F1
transaction	CATY	Common Stock	Other	$113K	+2.65K	+0.79%	$42.43	339K	Jun 6, 2022	By spouse	F1
transaction	CATY	Common Stock	Other	$113K	+2.7K	+0.8%	$42.05	339K	Sep 9, 2022	By spouse	F1
transaction	CATY	Common Stock	Other	$114K	+2.64K	+0.78%	$43.38	339K	Dec 9, 2022	By spouse	F1
transaction	CATY	Common Stock	Other	$37.7K	+834	+0.73%	$45.22	114K	Mar 10, 2022	By ESOP	F2
transaction	CATY	Common Stock	Other	$38K	+888	+0.78%	$42.73	114K	Jun 8, 2022	By ESOP	F2
transaction	CATY	Common Stock	Other	$38.3K	+902	+0.79%	$42.43	114K	Sep 13, 2022	By ESOP	F2
transaction	CATY	Common Stock	Other	$38.6K	+901	+0.79%	$42.78	114K	Dec 14, 2022	By ESOP	F2
holding	CATY	Common Stock						300K	Dec 31, 2022	YFO Investments, spouse is a beneficiary
holding	CATY	Common Stock						214K	Dec 31, 2022	Direct

Showing 1 to 10 of 10 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Dividend Reinvestment.
F2	ESOP DR earnings allocation.