Susan Berish Barkal - Jan 20, 2023 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Director
Signature
/s/ Corey Martens, Attorney-in-Fact
Stock symbol
GUER
Transactions as of
Jan 20, 2023
Transactions value $
$52,000
Form type
4
Date filed
1/23/2023, 07:29 PM
Previous filing
Oct 11, 2022
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUER Common Stock Purchase $52K +40K $1.30 40K Jan 20, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUER Warrant Purchase +20K 20K Jan 20, 2023 Common Stock 20K $2.00 Direct F4, F5
holding GUER Restricted Stock Unit 25K Jan 20, 2023 Common Stock 25K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2 The restricted stock units vest 100% on the earliest of (i) June 2, 2023, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
F3 No expiration date.
F4 The reporting person purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one-half (0.5) of a share of Common Stock. The purchase price of each Unit was $1.30 per Unit.
F5 Each Warrant is exercisable for a period of five (5) years beginning six (6) months from the date of the final closing of the private placement.