Vincent Liu - 18 Jan 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Issuer symbol
RBB
Transactions as of
18 Jan 2023
Net transactions value
$0
Form type
4
Filing time
20 Jan 2023, 20:58:46 UTC
Previous filing
16 Aug 2022
Next filing
22 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +767 +7.7% $0.000000 10,767 19 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -767 -33% $0.000000 1,534 19 Jan 2023 Restricted Stock Units 2,301 $0.000000 Direct F1, F2
holding RBB Restricted Stock Units 3,611 18 Jan 2023 Restricted Stock Units 3,611 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2 There will be no expiration date once restricted stock units vest.

Remarks:

Vincent Liu was granted 3,611 restricted stock units that will vest in three equal annual installments on 1/18/2024, 1/18/2025, 1/18/2026. The first vesting of the RSUs that were granted on 1/19/2022 are also reflected.