Tsu Te Huang - Jan 18, 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Tsu Te Huang
Stock symbol
RBB
Transactions as of
Jan 18, 2023
Transactions value $
$0
Form type
4
Date filed
1/20/2023, 08:56 PM
Previous filing
Nov 30, 2022
Next filing
Jan 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +399 +0.18% $0.00 219K Jan 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -399 -33.36% $0.00 797 Jan 19, 2023 Restricted Stock Units 1.2K $0.00 Direct F1, F2
holding RBB Restricted Stock Units 1.98K Jan 18, 2023 Restricted Stock Units 1.98K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2 There will be no expiration date once restricted stock units vest.

Remarks:

Tsu Te Huang was granted 1,979 restricted stock units that will vest in three annual installments on 1/18/2024, 1/18/2025, 1/18/2026. The first vesting of the RSUs that were granted on 1/19/2022 are also reflected.