Ashley Chang - 18 Jan 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Ashley Chang
Issuer symbol
RBB
Transactions as of
18 Jan 2023
Net transactions value
$0
Form type
4
Filing time
20 Jan 2023, 20:50:24 UTC
Previous filing
26 Jan 2022
Next filing
22 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +399 $0.000000 399 19 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -399 -33% $0.000000 797 19 Jan 2023 Restricted Stock Units 1,196 $0.000000 Direct F3, F4
holding RBB Option (right to buy) 6,000 18 Jan 2023 Common Stock 6,000 $20.55 Direct F1
holding RBB Option (right to buy) 30,000 18 Jan 2023 Common Stock 30,000 $17.74 Direct F2
holding RBB Restricted Stock Units 1,725 18 Jan 2023 Restricted Stock Units 1,725 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.
F5 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

Remarks:

Ashley Chang was granted 1,725 restricted stock units that will vest in three equal annual installments on 01/18/2024, 01/18/2025, and 01/18/2026. The first vesting of the RSUs that were granted on 1/19/2022 are also reflected.