Geraldine Pannu - 18 Jan 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Geraldine Pannu
Issuer symbol
RBB
Transactions as of
18 Jan 2023
Net transactions value
$0
Form type
4
Filing time
20 Jan 2023, 20:00:24 UTC
Previous filing
04 Jan 2023
Next filing
24 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +800 $0.000000 800 18 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -800 -57% $0.000000 600 18 Jan 2023 Restricted Stock Units 1,400 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.
F2 There will be no expiration date once restricted stock units vest.

Remarks:

Geraldine Pannu was granted 1,400 restricted stock units that will vest in two installments: 800 on 01/18/2023 (immediate vesting) and 600 on 01/18/2024.