James Dondero - Jan 9, 2023 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
President, Director, 10%+ Owner
Signature
/s/ James Dondero
Stock symbol
NREF
Transactions as of
Jan 9, 2023
Transactions value $
$10,328
Form type
4
Date filed
1/11/2023, 04:07 PM
Previous filing
Dec 23, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF 8.50% Series A Cumulative Redeemable Preferred Stock Purchase $10.3K +510 +1.74% $20.25 29.8K Jan 9, 2023 See Footnote F1
holding NREF 8.50% Series A Cumulative Redeemable Preferred Stock 19.5K Jan 9, 2023 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares
F2 These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.