James E. Dunn Jr. - 30 Dec 2022 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Director
Signature
/s/ Corey Martens, Attorney-in-Fact
Issuer symbol
GUER
Transactions as of
30 Dec 2022
Net transactions value
+$13,000
Form type
4
Filing time
04 Jan 2023, 14:43:59 UTC
Previous filing
07 Jun 2022
Next filing
01 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUER Common Stock Purchase $13,000 +10,000 $1.30 10,000 30 Dec 2022 By Trust F1
holding GUER Common Stock 41,912 30 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GUER Restricted Stock Unit 25,000 30 Dec 2022 Common Stock 25,000 Direct F2, F3, F4
holding GUER Stock Option 17,725 30 Dec 2022 Common Stock 17,725 $0.4800 Direct F5
holding GUER Stock Option 14,771 30 Dec 2022 Common Stock 14,771 $0.2400 Direct F5
holding GUER Stock Option 14,771 30 Dec 2022 Common Stock 14,771 $0.3200 Direct F5
holding GUER Stock Option 7,385 30 Dec 2022 Common Stock 7,385 $0.3700 Direct F5
holding GUER Stock Option 14,771 30 Dec 2022 Common Stock 14,771 $0.5300 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
F2 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F3 The restricted stock units vest 100% on the earliest of (i) 06/03/2023, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
F4 No expiration date.
F5 The shares subject to the option are fully vested and exercisable.