James E. Dunn Jr. - Dec 30, 2022 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Director
Signature
/s/ Corey Martens, Attorney-in-Fact
Stock symbol
GUER
Transactions as of
Dec 30, 2022
Transactions value $
$13,000
Form type
4
Date filed
1/4/2023, 02:43 PM
Previous filing
Jun 7, 2022
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUER Common Stock Purchase $13K +10K $1.30 10K Dec 30, 2022 By Trust F1
holding GUER Common Stock 41.9K Dec 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GUER Restricted Stock Unit 25K Dec 30, 2022 Common Stock 25K Direct F2, F3, F4
holding GUER Stock Option 17.7K Dec 30, 2022 Common Stock 17.7K $0.48 Direct F5
holding GUER Stock Option 14.8K Dec 30, 2022 Common Stock 14.8K $0.24 Direct F5
holding GUER Stock Option 14.8K Dec 30, 2022 Common Stock 14.8K $0.32 Direct F5
holding GUER Stock Option 7.39K Dec 30, 2022 Common Stock 7.39K $0.37 Direct F5
holding GUER Stock Option 14.8K Dec 30, 2022 Common Stock 14.8K $0.53 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
F2 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F3 The restricted stock units vest 100% on the earliest of (i) 06/03/2023, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
F4 No expiration date.
F5 The shares subject to the option are fully vested and exercisable.