Jeffrey Geygan - Dec 30, 2022 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Director
Signature
/s/ Tracy D. Wojcik, Attorney In Fact
Stock symbol
RMCF
Transactions as of
Dec 30, 2022
Transactions value $
$0
Form type
4
Date filed
1/4/2023, 09:22 AM
Previous filing
Nov 15, 2022
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Award $0 +6.84K +33.66% $0.00 27.2K Dec 30, 2022 Direct F1
holding RMCF Common Stock 604K Dec 30, 2022 By Global Value Investment Corporation F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023.
F2 These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F3 The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.