Joe Mozden Jr. - 02 Jan 2023 Form 4 Insider Report for SONIC FOUNDRY INC

Role
Chief Executive Officer, Director
Signature
/s/ Joe Mozden, Jr.
Issuer symbol
SOFO on OTC
Transactions as of
02 Jan 2023
Net transactions value
$0
Form type
4
Filing time
03 Jan 2023, 16:04:05 UTC
Previous filing
12 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFO Employee Stock Option Award $0 +175,000 +26% $0.000000 855,000 02 Jan 2023 Common Stock 175,000 $0.8100 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests 1/3 annually beginning 1/2/2024