| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AQMS | Common Stock | Purchase | $82.7K | +113K | +53.31% | $0.73 | 326K | Dec 27, 2022 | PHILOTIMO FUND, LP | F1, F2 |
| transaction | AQMS | Common Stock | Purchase | $27.6K | +37.7K | +53.31% | $0.73 | 109K | Dec 27, 2022 | KANEN WEALTH MANAGEMENT, LLC | F1, F2, F3 |
| holding | AQMS | Common Stock | 28.2K | Dec 27, 2022 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 0.6% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. |
| F2 | Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 108,562 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 325,683 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 28,223 shares of Common Stock in personal brokerage account. |
| F3 | KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. |