Simon H. Stertzer - Dec 16, 2022 Form 4 Insider Report for BioCardia, Inc. (BCDA)

Role
Director
Signature
/s/ David McClung, by power of attorney
Stock symbol
BCDA
Transactions as of
Dec 16, 2022
Transactions value $
$299,999
Form type
4
Date filed
12/19/2022, 07:01 AM
Previous filing
Sep 30, 2022
Next filing
Jun 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCDA Common Stock Award $300K +179K +25.17% $1.68 888K Dec 16, 2022 See Footnote F1, F2
holding BCDA Common Stock 204K Dec 16, 2022 Direct
holding BCDA Common Stock 231K Dec 16, 2022 See Footnote F3
holding BCDA Common Stock 11.7K Dec 16, 2022 See Footnote F4
holding BCDA Common Stock 91.5K Dec 16, 2022 See Footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.
F2 These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
F3 These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
F4 These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
F5 These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.