Gerald A. Michaud - Dec 6, 2022 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)

Signature
/s/ Gerald A. Michaud
Stock symbol
HRZN
Transactions as of
Dec 6, 2022
Transactions value $
$51,600
Form type
4
Date filed
12/7/2022, 09:27 AM
Previous filing
May 11, 2022
Next filing
Dec 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRZN Common Stock Purchase $51.6K +4K +3.27% $12.90 126K Dec 6, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $12.875 to $12.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F2 In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse.