Gerald A. Michaud - 06 Dec 2022 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)

Role
President, Director
Signature
/s/ Gerald A. Michaud
Issuer symbol
HRZN
Transactions as of
06 Dec 2022
Net transactions value
+$51,600
Form type
4
Filing time
07 Dec 2022, 09:27:49 UTC
Previous filing
11 May 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRZN Common Stock Purchase $51,600 +4,000 +3.3% $12.90 126,335 06 Dec 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $12.875 to $12.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F2 In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse.