Robert Anderson - Nov 21, 2022 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Signature
/s/ Robert Anderson
Stock symbol
USCB
Transactions as of
Nov 21, 2022
Transactions value $
$53,600
Form type
4
Date filed
11/22/2022, 10:55 AM
Next filing
Mar 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $53.6K +4K +40% $13.40 14K Nov 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30K Nov 21, 2022 Class A Voting Common Stock 30K $8.75 Direct F1, F2
holding USCB Options to Purchase Class A Voting Common Stock 60K Nov 21, 2022 Class A Voting Common Stock 60K $12.05 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F2 The options remain exercisable until the earlier of (i) 10 years from the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.