John Alen Berg - 15 Nov 2022 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Chief Financial Officer
Signature
/s/ Corey Martens, Attorney-in-Fact
Issuer symbol
GUER
Transactions as of
15 Nov 2022
Net transactions value
$0
Form type
4
Filing time
17 Nov 2022, 12:38:12 UTC
Previous filing
12 Apr 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GUER Common Stock 143,581 15 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUER Restricted Stock Unit Award $0 +15,770 $0.000000 15,770 15 Nov 2022 Common Stock 15,770 Direct F1, F2, F7
holding GUER Restricted Stock Unit 13,000 15 Nov 2022 Common Stock 13,000 Direct F1, F3, F7
holding GUER Stock Option 36,926 15 Nov 2022 Common Stock 36,926 $0.2400 Direct F4
holding GUER Stock Option 25,604 15 Nov 2022 Common Stock 25,604 $0.3200 Direct F4
holding GUER Stock Option 12,407 15 Nov 2022 Common Stock 12,407 $0.3700 Direct F5
holding GUER Stock Option 8,862 15 Nov 2022 Common Stock 8,862 $0.5300 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2 The restricted stock units vest as follows: (i) 5,256 on 12/6/2023; (ii) 5,257 on 12/6/2024; and (iii) 5,257 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F3 The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F4 The shares subject to the option are fully vested and exercisable.
F5 8,272 of the shares subject to the option are vested, and the remaining shares vest on December 6, 2022, subject to the Reporting Person's continued service as of such vesting date.
F6 2,954 of the shares subject to the option are vested, and the remaining shares vest in two equal annual installments on December 6, 2022 and December 6, 2023, subject to the Reporting Person's continued service as of each such vesting date.
F7 No expiration date.