Peter Clausen - 01 Jan 2022 Form 3/A - Amendment Insider Report for Nuo Therapeutics, Inc. (AURX)

Role
CSO/COO
Signature
/s/ David E. Jorden, attorney-in-fact
Issuer symbol
AURX
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
3/A - Amendment
Filing time
18 Oct 2022, 13:20:46 UTC
Date Of Original Report
26 Apr 2022
Next filing
26 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AURX Common Stock 501,201 01 Jan 2022 Direct
holding AURX Common Stock 3,474 01 Jan 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AURX Option to Purchase Common Stock 01 Jan 2022 Common Stock 183,853 $0.4000 Direct
holding AURX Option to Purchase Common Stock 01 Jan 2022 Common Stock 81,250 $0.4000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

(1) Dr. Clausen served as our Chief Scientific Officer until December 31, 2019 and was reappointed as our Chief Scientific Officer as well as our Chief Operating Officer effective January 1, 2022 (2) This amendment corrects an inadvertent error in the amount of indirect shares owned in Table 1. This amendment also adds Table II securities that were inadvertently omitted from the Form 3 as originally filed.