Peter Clausen - Jan 1, 2022 Form 3/A - Amendment Insider Report for Nuo Therapeutics, Inc. (AURX)

Role
CSO/COO
Signature
/s/ David E. Jorden, attorney-in-fact
Stock symbol
AURX
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3/A - Amendment
Date filed
10/18/2022, 01:20 PM
Date Of Original Report
Apr 26, 2022
Next filing
Apr 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AURX Common Stock 501K Jan 1, 2022 Direct
holding AURX Common Stock 3.47K Jan 1, 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AURX Option to Purchase Common Stock Jan 1, 2022 Common Stock 184K $0.40 Direct
holding AURX Option to Purchase Common Stock Jan 1, 2022 Common Stock 81.3K $0.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

(1) Dr. Clausen served as our Chief Scientific Officer until December 31, 2019 and was reappointed as our Chief Scientific Officer as well as our Chief Operating Officer effective January 1, 2022 (2) This amendment corrects an inadvertent error in the amount of indirect shares owned in Table 1. This amendment also adds Table II securities that were inadvertently omitted from the Form 3 as originally filed.