Wendell Chen - 22 Sep 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Wendell Chen
Issuer symbol
RBB
Transactions as of
22 Sep 2022
Net transactions value
+$8.61
Form type
4
Filing time
23 Sep 2022, 19:59:43 UTC
Previous filing
22 Jul 2022
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $120,005 +10,763 +14% $11.15 90,471 22 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $119,997 -10,763 -100% $11.15 0 22 Sep 2022 Common Stock 10,763 $11.15 Direct F1
holding RBB Option (right to buy) 10,250 22 Sep 2022 Common Stock 10,250 $13.21 Direct F2
holding RBB Option (right to buy) 10,000 22 Sep 2022 Common Stock 10,000 $17.08 Direct F3
holding RBB Option (right to buy) 10,000 22 Sep 2022 Common Stock 10,000 $18.25 Direct F4
holding RBB Restricted Stock Units 500 22 Sep 2022 Restricted Stock Units 500 $0.000000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F5 These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023.
F6 There will be no expiration date once restricted stock units vest.

Remarks:

Wendell Chen exercised 10,763 options on 09/22/2022.