James D. Dondero - 22 Sep 2022 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
President, Director, 10%+ Owner
Signature
/s/ James Dondero
Issuer symbol
NREF
Transactions as of
22 Sep 2022
Net transactions value
+$34,086
Form type
4
Filing time
23 Sep 2022, 16:15:34 UTC
Previous filing
22 Sep 2022
Next filing
26 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF 8.50% Series A Cumulative Redeemable Preferred Stock Purchase $3,661 +154 +0.85% $23.77 18,240 22 Sep 2022 See Footnote F1
transaction NREF 8.50% Series A Cumulative Redeemable Preferred Stock Purchase $30,426 +1,280 +7.3% $23.77 18,726 22 Sep 2022 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares.