Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NAVB | Common Stock | Award | $0 | +2.5K | +1.6% | $0.00 | 159K | Aug 31, 2022 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NAVB | Series I Convertible Preferred Stock | Purchase | +115 | 115 | Aug 30, 2022 | Common Stock | 256K | $0.45 | Direct | F3, F4 | |||
transaction | NAVB | Warrant to Purchase Common Stock | Purchase | +115 | 115 | Aug 30, 2022 | Common Stock | 256K | $0.50 | Direct | F3 |
Id | Content |
---|---|
F1 | Stock issued under the Amended and Restated 2014 Stock Incentive Plan in partial payment of monthly non-employee director fees. |
F2 | Issuance deferred at the request of the Reporting Person. |
F3 | The Reporting Person acquired the Series I Convertible Preferred Stock and Warrants to Purchase Common Stock pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering ("Rights Offering"), as disclosed in the Registration Statement on Form S-1, as amended, and Prospectus Supplement No. 1 filed by the Issuer with the Securities and Exchange Commission. Pursuant to the Rights Offering, the Reporting Person purchased units at a subscription price of $1,000 per unit, with each unit consisting of one (1) share of Series I Convertible Preferred Stock and one (1) Warrant to Purchase 2,222 shares of Common Stock. |
F4 | Series I Convertible Preferred Stock, par value $.001 per share, is convertible at any time and has no expiration date. |