Dean Everett Erstad - 12 Aug 2022 Form 4 Insider Report for Seneca Foods Corp (SENEA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Aug 2022, 18:11:45 UTC
Prior SEC filing
12 Aug 2021
Next SEC filing
11 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Gregory R. Ide, Attorney in Fact

Key filing fact

Dean Everett Erstad filed Form 4 for Seneca Foods Corp (SENEA) on 15 Aug 2022.

Key facts

  • This page summarizes Dean Everett Erstad's Form 4 filing for Seneca Foods Corp (SENEA).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Aug 2022, 18:11.

Change

  • Previous filing in this sequence was filed on 12 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SENEA transaction

Seneca Foods Class A Common

Award

Transaction value
$0
Shares
+441
Change %
+93%
Price
$0.000000
Shares after
915
Date
12 Aug 2022
Ownership
Direct
Footnotes
F2
SENEA holding

Seneca Foods Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
524
Date
12 Aug 2022
Ownership
By 401-K Plan
Footnotes
F1
SENEA holding

Seneca Foods Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,160
Date
12 Aug 2022
Ownership
By 401-K Plan
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B).

Footnote F2

Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved by the shareholders of the Company on August 10, 2007 and amended and extended July 2017. No price was paid by the reporting person in connection with this award of shares of restricted stock which vests 25% per year over the next four years.

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