William McCamey - 10 Aug 2022 Form 4 Insider Report for Atlanticus Holdings Corp (ATLC)

Role
Chief Financial Officer
Signature
/s/ William McCamey
Issuer symbol
ATLC
Transactions as of
10 Aug 2022
Net transactions value
-$3,207,455
Form type
4
Filing time
12 Aug 2022, 20:00:35 UTC
Previous filing
18 Mar 2022
Next filing
15 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATLC Common Stock Options Exercise $800,000 +200,000 $4.00* 200,000 10 Aug 2022 Direct
transaction ATLC Common Stock Tax liability $3,931,909 -102,048 -51% $38.53 97,952 10 Aug 2022 Direct F1
transaction ATLC Common Stock Sale $33,867 -900 -4.5% $37.63 19,100 11 Aug 2022 By Spouse F2
transaction ATLC Common Stock Sale $41,679 -1,100 -5.8% $37.89 18,000 12 Aug 2022 By Spouse F3
holding ATLC Common Stock 595,109 10 Aug 2022 By LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATLC Employee Stock Option (right to buy) Options Exercise $0 -200,000 -100% $0.000000* 0 10 Aug 2022 Common Stock 200,000 $4.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on August 10, 2022.
F2 This transaction was executed in multiple trades at prices ranging from $37.40 and $37.75. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 This transaction was executed in multiple trades at prices ranging from $37.75 and $38.00. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F4 The stock option vested in three equal installments on 08/10/2018, 08/10/2019, and 08/10/2020.