Laurilee Kearnes - Aug 8, 2022 Form 4 Insider Report for HARTE HANKS INC (HHS)

Role
Chief Financial Officer
Signature
/s/ Laurilee Kearnes
Stock symbol
HHS
Transactions as of
Aug 8, 2022
Transactions value $
-$132,128
Form type
4
Date filed
8/10/2022, 05:01 PM
Previous filing
Jun 14, 2022
Next filing
Sep 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HHS Common Stock Options Exercise +6.67K +18.05% 43.6K Aug 6, 2022 Direct F1
transaction HHS Common Stock Tax liability -$31.1K -2.62K -6.02% $11.85 41K Aug 6, 2022 Direct F2
transaction HHS Common Stock Options Exercise +21.7K +52.89% 62.6K Aug 8, 2022 Direct F1
transaction HHS Common Stock Tax liability -$101K -8.53K -13.61% $11.85 54.1K Aug 8, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HHS Common Stock - Restricted Stock Units Options Exercise $0 -6.67K -8.58% $0.00 71.1K Aug 6, 2022 Common Stock 6.67K Direct F1, F3
transaction HHS Common Stock - Restricted Stock Units Options Exercise $0 -21.7K -30.49% $0.00 49.4K Aug 8, 2022 Common Stock 21.7K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2 Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.
F3 On August 6, 2021, the reporting person was granted 20,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F4 On August 8, 2020, the reporting person was granted 65,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.