Laura Lee Stewart - 08 Aug 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Issuer symbol
SFBC
Transactions as of
08 Aug 2022
Net transactions value
-$18.87
Form type
4
Filing time
09 Aug 2022, 17:05:05 UTC
Previous filing
01 Feb 2022
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $91,800 +5,000 +10% $18.36 53,230 08 Aug 2022 Direct
transaction SFBC Common Stock Tax liability $91,819 -2,431 -4.6% $37.77 50,799 08 Aug 2022 Direct
holding SFBC Common Stock 13,074 08 Aug 2022 By ESOP F4
holding SFBC Common Stock 18,034 08 Aug 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -5,000 -59% $0.000000 3,502 08 Aug 2022 Common Stock 5,000 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 8,362 08 Aug 2022 Common Stock 8,362 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 08 Aug 2022 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 08 Aug 2022 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 08 Aug 2022 Common Stock 300 $32.46 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in three equal annual installments beginning on January 27, 2021.
F4 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.