Laura Lee Stewart - Aug 8, 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Stock symbol
SFBC
Transactions as of
Aug 8, 2022
Transactions value $
-$19
Form type
4
Date filed
8/9/2022, 05:05 PM
Previous filing
Feb 1, 2022
Next filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $91.8K +5K +10.37% $18.36 53.2K Aug 8, 2022 Direct
transaction SFBC Common Stock Tax liability -$91.8K -2.43K -4.57% $37.77 50.8K Aug 8, 2022 Direct
holding SFBC Common Stock 13.1K Aug 8, 2022 By ESOP F4
holding SFBC Common Stock 18K Aug 8, 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -5K -58.81% $0.00 3.5K Aug 8, 2022 Common Stock 5K $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 8.36K Aug 8, 2022 Common Stock 8.36K $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 Aug 8, 2022 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 Aug 8, 2022 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 Aug 8, 2022 Common Stock 300 $32.46 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in three equal annual installments beginning on January 27, 2021.
F4 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.