Pat Obara - 29 Jul 2022 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Chief Financial Officer
Signature
/s/ Patrick Obara
Issuer symbol
UEC
Transactions as of
29 Jul 2022
Net transactions value
-$457,401
Form type
4
Filing time
02 Aug 2022, 17:56:14 UTC
Previous filing
22 Jul 2022
Next filing
24 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise +33,333 +6.3% 565,606 30 Jul 2022 Direct F1
transaction UEC COMMON STOCK Tax liability $74,903 -17,834 -3.2% $4.20 547,772 30 Jul 2022 Direct F9
transaction UEC COMMON STOCK Options Exercise +170,225 +31% 717,997 30 Jul 2022 Direct F7
transaction UEC COMMON STOCK Tax liability $382,498 -91,071 -13% $4.20 626,926 30 Jul 2022 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Restricted Stock Units Award $0 +30,151 +26% $0.000000 147,399 29 Jul 2022 Common Stock 30,151 Direct F1, F2, F3
transaction UEC Performance Based Restricted Stock Units Award $0 +34,068 +13% $0.000000 293,791 29 Jul 2022 Common Stock 34,068 Direct F2, F4, F5
transaction UEC Restricted Stock Units Options Exercise $0 -33,333 -23% $0.000000 114,066 30 Jul 2022 Common Stock 33,333 Direct F1, F6
transaction UEC Performance Based Restricted Stock Units Options Exercise $0 -170,225 -58% $0.000000 123,566 30 Jul 2022 Common Stock 170,225 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock.
F2 Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.
F3 The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.
F4 Each performance based restricted stock unit represents a contingent right to receive one share of common stock.
F5 The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025.
F6 This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F7 Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.
F8 This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.
F9 Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units.
F10 Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units.