Paul Lin - 21 Jul 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Paul Lin
Issuer symbol
RBB
Transactions as of
21 Jul 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
25 Jul 2022, 12:32:56 UTC
Date Of Original Report
24 Jan 2022
Previous filing
16 May 2022
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +550 $0.000000 550 21 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -550 -52% $0.000000 500 21 Jul 2022 Restricted Stock Units 1,050 $0.000000 Direct F5, F6
holding RBB Option (right to buy) 0 21 Jul 2022 Common Stock 3,490 $11.15 Direct F1
holding RBB Option (right to buy) 0 21 Jul 2022 Common Stock 10,250 $13.21 Direct F2
holding RBB Option (right to buy) 0 21 Jul 2022 Common Stock 10,000 $17.08 Direct F3
holding RBB Option (right to buy) 0 21 Jul 2022 Common Stock 10,000 $18.25 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F5 These restricted stock units vest in two installments: 550 at 07/21/2022 and 500 at 01/19/2023.
F6 There will be no expiration date once restricted stock units vest.

Remarks:

On July 20, 2022, the Board of Directors approved the amendment of all director's vesting period. This represents Paul Lin's first vesting of 550 RSUs.