Judd Merrill - 05 Jul 2022 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Financial Officer
Signature
/s/ Judd Merrill
Issuer symbol
AQMS
Transactions as of
05 Jul 2022
Net transactions value
-$136,858
Form type
4
Filing time
08 Jul 2022, 18:56:31 UTC
Previous filing
28 Mar 2022
Next filing
14 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Disposed to Issuer $83,558 -108,517 -8.7% $0.7700 1,141,064 08 Jul 2022 Direct F1
transaction AQMS Common Stock Disposed to Issuer $53,300 -65,000 -5.7% $0.8200 1,076,064 05 Jul 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares.
F2 Represents the number of shares sold by the Reporting Person under a 10b5-1 plan