James Dondero - Jun 16, 2022 Form 4 Insider Report for NexPoint Residential Trust, Inc. (NXRT)

Role
President, Director, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXRT
Transactions as of
Jun 16, 2022
Transactions value $
$1,006,121
Form type
4
Date filed
6/21/2022, 05:21 PM
Previous filing
Jun 16, 2022
Next filing
Jul 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXRT Common Stock Purchase $1.01M +17.1K +0.85% $59.01 2.03M Jun 16, 2022 By trust F1
holding NXRT Common Stock 147K Jun 16, 2022 By NexPoint Advisors, L.P. F2
holding NXRT Common Stock 349K Jun 16, 2022 See Footnote F3
holding NXRT Common Stock 60.9K Jun 16, 2022 Direct
holding NXRT Common Stock 12.2K Jun 16, 2022 See Footnote F4
holding NXRT Common Stock 63.7K Jun 16, 2022 See Footnote F5
holding NXRT Common Stock 30.6K Jun 16, 2022 By 401(k) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
F2 36,822 shares are held by NexPoint Real Estate Strategies Fund, 86,648 shares are held by NexPoint Strategic Opportunities Fund and 23,268 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 166,376 shares are held by Highland Global Allocation Fund, 28,317 shares are held by Highland Small-Cap Equity Fund and 153,908 shares are held by Highland Income Fund. These entities are managed by Highland Capital Management Fund Advisers, which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5 These shares are held by subsidiaries of the trust referenced in footnote 1 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.
F6 Includes shares acquired under a dividend reinvestment plan.