DONDERO JAMES D - 16 Jun 2022 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
President, Director, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NREF
Transactions as of
16 Jun 2022
Net transactions value
+$123,915
Form type
4
Filing time
21 Jun 2022, 17:20:31 UTC
Previous filing
16 Jun 2022
Next filing
08 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF 8.50% Series A Cumulative Redeemable Preferred Stock Purchase $123,915 +5,029 $24.64 5,029 16 Jun 2022 See Footnote F1
holding NREF 8.50% Series A Cumulative Redeemable Preferred Stock 8,500 16 Jun 2022 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares.