Craig E. Coleman - Jun 9, 2022 Form 4 Insider Report for UNIVERSAL BIOSENSORS INC (UBI)

Role: Director, 10%+ Owner
Signature: /s/ David St. Quintin, as attorney-in-fact
Stock symbol: UBI
Transactions as of: Jun 9, 2022
Transactions value $: $9,500
Form type: 4
Date filed: 6/15/2022, 06:17 PM
Previous filing: May 31, 2022
Next filing: Aug 18, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBI	Common Stock	Purchase	$9.5K	+25K	+8.97%	$0.38^*	304K	Jun 9, 2022	By the Coleman Super Fund	F1, F2, F5
holding	UBI	Common Stock						55.8M	Jun 9, 2022	By Partnership	F1, F3, F4
holding	UBI	Stock Option (Right to Buy-Exercise Price $0.20)						1M	Jun 9, 2022	By Partnership	F2, F3, F6
holding	UBI	Stock Option (Right to Buy-Exercise Price $0.92)						1.92M	Jun 9, 2022	By Partnership	F2, F3, F7
holding	UBI	Stock Option (Right to Buy-Exercise Price $1.00)						1.92M	Jun 9, 2022	By Partnership	F2, F3, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
F2	The price reported is stated in Australian dollars.
F3	The Reporting Person is a director of Viburnum, which is the manager of each of VF Strategic Equities Fund ("Strategic Fund") and separately managed accounts on behalf of a Viburnum client ("Strategic Mandates") the direct beneficial owners of the common stock and stock options. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the common stock and stock options held by Strategic Fund, and Strategic Mandates, except to the extent of his pecuniary interest therein.
F4	Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 55,798,601 shares of common stock, which consists of 25,937,600 and 29,861,001 shares of common stock held by Strategic Fund and Strategic Mandates, respectively. Viburnum, as the manager of each of Strategic Fund and Strategic Mandates, shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities. The Reporting Person shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities due to the Reporting Person serving as a director of Viburnum.
F5	Craig E. and Phylis Coleman are the trustees of the Coleman Super Fund, of which Mr. Coleman is a potential beneficiary.
F6	Viburnum, as the manager of Strategic Fund may be deemed to beneficially own 1,000,000 stock options which an exercise price of A$0.20 and expiry date of 03/24/2024.
F7	Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$0.92 and expiry date of 05/26/2025.
F8	Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$1.00 and expiry date of 05/26/2025.