Peter A. Kadens - 07 Jun 2022 Form 4 Insider Report for NewLake Capital Partners, Inc. (NLCP)

Role
Director
Signature
/s/ Anthony Coniglio, attorney in fact
Issuer symbol
NLCP
Transactions as of
07 Jun 2022
Net transactions value
$0
Form type
4
Filing time
09 Jun 2022, 16:35:08 UTC
Previous filing
19 Jan 2022
Next filing
15 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLCP Common Stock, par value $0.01 per share Award $0 +2,864 +4.5% $0.000000 67,083 07 Jun 2022 Direct F1
holding NLCP Common Stock, par value $0.01 per share 27,346 07 Jun 2022 See footnote F2
holding NLCP Common Stock, par value $0.01 per share 38,462 07 Jun 2022 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NLCP Warrants 7,026 07 Jun 2022 Common Stock 7,026 $24.00 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common stock of NewLake Capital Partners, Inc. (the "Issuer") subject to restricted stock units (RSUs) granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan for service on the Issuer's board of directors. The RSUs will vest, subject to continued service, 100% on the earlier of (i) June 7, 2023 or (ii) the date of the Issuer's 2023 annual meeting of stockholders
F2 Held by NLCP Holdings, LLC beneficially owned by the Reporting Person by virtue of his sole voting power over the shares.
F3 Held by AK Investment One LLC beneficially owned by Amy Kadens, spouse of the Reporting Person, by virtue of her sole voting power over the shares.