Keith E. Forbes - 04 May 2022 Form 4 Insider Report for HighPeak Energy, Inc. (HPK)

Reporting relationship: Vice President and Controller
Issuer ticker: HPK
Reported as of: 04 May 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 May 2022, 20:17:36 UTC
Prior SEC filing: 08 Nov 2021
Next SEC filing: 15 Aug 2022
Source filing: View source filing
Reporting owner signature: /s/ Steven W. Tholen as Attorney in Fact for Keith E. Forbes

Filing notes and source

Key filing fact

Keith E. Forbes filed Form 4 for HighPeak Energy, Inc. (HPK) on 04 May 2022.

Key facts

This page summarizes Keith E. Forbes's Form 4 filing for HighPeak Energy, Inc. (HPK).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 04 May 2022, 20:17.

Change

Previous filing in this sequence was filed on 08 Nov 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPK transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value: $0
Shares: +15,000
Change %
Price: $0.000000
Shares after: 15,000
Date: 04 May 2022
Ownership: Direct
Underlying class: Common Stock, par value $0.0001 per share
Underlying amount: 15,000
Exercise price: $29.67
Footnotes: F1, F2

HPK transaction Derivative

Employee Stock Option (right to buy)

Other

Transaction value: $0
Shares: +3,000
Change %
Price: $0.000000
Shares after: 3,000
Date: 04 May 2022
Ownership: By Wife
Underlying class: Common Stock, par value $0.0001 per share
Underlying amount: 3,000
Exercise price: $29.67
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The option was fully vested as of the date of grant.

Footnote F2

This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting person hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings.

Footnote F3

This transaction involved the grant of options to the reporting person's wife, who is also an employee of the Issuer.

Footnote F4

The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant