Michael L. Hollis - 04 May 2022 Form 4 Insider Report for HighPeak Energy, Inc. (HPK)

Role
President, Director
Signature
/s/ Steven W. Tholen as Attorney in Fact for Michael L. Hollis
Issuer symbol
HPK
Transactions as of
04 May 2022
Net transactions value
$0
Form type
4
Filing time
04 May 2022, 19:21:14 UTC
Previous filing
21 Mar 2022
Next filing
15 Aug 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPK Employee Stock Option (right to buy) Award $0 +121,500 $0.000000 121,500 04 May 2022 Common Stock, par value $0.0001 per share 121,500 $29.67 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was fully vested as of the date of grant.
F2 This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting person hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings.