Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AURX | Warrants to purchase Common Stock | Other | $0 | +1.43M | $0.00 | 1.43M | Dec 1, 2021 | Common Stock | 1.43M | $0.20 | Direct | F2, F3 | |
transaction | AURX | Warrants to purchase Common Stock | Other | $0 | -1.43M | -100% | $0.00* | 0 | Dec 1, 2021 | Common Stock | 1.43M | $0.40 | Direct | F3, F4 |
transaction | AURX | Warrants to purchase Common Stock | Exercise of in-the-money or at-the-money derivative security | $0 | -1.43M | -100% | $0.00* | 0 | Dec 30, 2021 | Common Stock | 1.43M | $0.20 | Direct | F3 |
Id | Content |
---|---|
F1 | The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein. |
F2 | Acquired in accordance with Warrant Modification Agreement dated as of 12/01/21 |
F3 | The reported transactions relate to an amendment of the exercise price of outstanding warrants contingent upon the Reporting Person exercising the warrants. As a result, the outstanding warrants were deemed cancelled and modified warrants were issued for the same number of shares of Common Stock, but with a reduced exercise price. |
F4 | Cancelled in accordance with Warrant Modification Agreement dated as of 12/01/21 |