| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Common Stock | Exercise of in-the-money or at-the-money derivative security | $286,323 | +1,431,615 | +16% | $0.2000* | 10,195,132 | 30 Dec 2021 | Direct | |
| holding | AURX | Common Stock | 3,365 | 31 Dec 2021 | Shares held in separate trusts for the benefit of children of the Reporting Person (673 shares in ea | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Warrants to purchase Common Stock | Other | $0 | +1,431,615 | $0.000000 | 1,431,615 | 01 Dec 2021 | Common Stock | 1,431,615 | $0.2000 | Direct | F2, F3 | |
| transaction | AURX | Warrants to purchase Common Stock | Other | $0 | -1,431,615 | -100% | $0.000000* | 0 | 01 Dec 2021 | Common Stock | 1,431,615 | $0.4000 | Direct | F3, F4 |
| transaction | AURX | Warrants to purchase Common Stock | Exercise of in-the-money or at-the-money derivative security | $0 | -1,431,615 | -100% | $0.000000* | 0 | 30 Dec 2021 | Common Stock | 1,431,615 | $0.2000 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein. |
| F2 | Acquired in accordance with Warrant Modification Agreement dated as of 12/01/21 |
| F3 | The reported transactions relate to an amendment of the exercise price of outstanding warrants contingent upon the Reporting Person exercising the warrants. As a result, the outstanding warrants were deemed cancelled and modified warrants were issued for the same number of shares of Common Stock, but with a reduced exercise price. |
| F4 | Cancelled in accordance with Warrant Modification Agreement dated as of 12/01/21 |