Charles E. Sheedy - 31 Dec 2019 Form 5 Insider Report for Nuo Therapeutics, Inc. (AURX)

Reporting relationship: 10%+ Owner
Issuer ticker: AURX
Reported as of: 31 Dec 2019
Net transaction value: $0
SEC form: 5
Accepted by SEC: 26 Apr 2022, 21:21:36 UTC
Next SEC filing: 26 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Charles E. Sheedy

Filing notes and source

Key filing fact

Charles E. Sheedy filed Form 5 for Nuo Therapeutics, Inc. (AURX) on 26 Apr 2022.

Key facts

This page summarizes Charles E. Sheedy's Form 5 filing for Nuo Therapeutics, Inc. (AURX).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 26 Apr 2022, 21:21.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AURX transaction Derivative

Warrants to purchase Common Stock

Purchase

Transaction value: $0
Shares: +15,000
Change %
Price: $0.000000
Shares after: 15,000
Date: 15 Nov 2019
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 15,000
Exercise price: $0.4000
Footnotes: F1

AURX transaction Derivative

Warrants to purchase Common Stock

Purchase

Transaction value: $0
Shares: +150,000
Change %: +1000%
Price: $0.000000
Shares after: 165,000
Date: 06 Dec 2019
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 150,000
Exercise price: $0.4000
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Acquired in connection with Note Purchase Agreement dated as of November 15, 2019

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. to update or revoke optional consent for future visits. For more information, see our Privacy Policy .